ITIL Initial Analysis of an Incident

by Rahulprasad Hurkadli

ITIL is a framework for IT service management that focuses on aligning IT services with business needs. A critical aspect of ITIL is incident management, which involves analyzing and resolving disruptions in IT services. During the initial analysis, ITIL gathers information about the incident, determines its priority, and identifies its root cause. This analysis sets the groundwork for resolving the incident and restoring IT services.

 Initial Incident Analysis: Key Steps and Objectives

  • Define the incident: The first step in the initial incident analysis is to clearly define the incident and understand the scope of the problem. This involves gathering information about the incident, such as the time, location, and nature of the incident.
  • Identify the objectives: Once the incident is defined, the next step is to identify the objectives of the analysis. This could include determining the cause of the incident, assessing the impact and severity of the incident, identifying any immediate actions that need to be taken, and preventing similar incidents in the future.
  • Gather data: The next step is to gather all relevant data related to the incident. This can include incident reports, witness statements, photographs, videos, and any other pertinent information. It is important to collect as much data as possible to ensure a thorough analysis.
  • Analyze the data: After gathering the data, the next step is to analyze it. This involves reviewing the information and looking for any patterns, trends, or potential causes of the incident. It may also involve performing forensic analysis or consulting with subject matter experts to gain a better understanding of the incident.

Understanding the Incident Management Process

  • Prioritize: Prioritize your projects to determine which require urgent attention and which can be addressed later. Use criteria such as impact, cost, and risk to prioritize.
  • Use Project Management Software: Use project management tools to track the progress of your projects, identify any bottlenecks, and allocate resources as needed.
  • Allocate based on the critical path: The critical path is the sequence of tasks that determines the total duration of a project. Identify the tasks that are critical to the project’s success and allocate resources accordingly.
  • Monitor resource usage: Track resource usage throughout the project to ensure that resources are being used efficiently. Identify any potential problems and adjust resource allocation as required.
  • Reallocate resources: Be flexible with resource allocation by reallocating resources as needed. This may be necessary if a project is running behind schedule or if unexpected issues arise.

Documentation and Reporting

  • Purpose: Clearly define the purpose of the documentation, whether it's to provide instructions on how to use a specific product or system, record important information, or document processes and procedures.
  • Formatting: Use a consistent and organized structure for the documentation, such as headings, subheadings, bullet points, and numbered lists. This makes it easier for readers to navigate and find the information they need.
  • Language: Use clear and concise language that is easily understandable by the target audience. Avoid technical jargon or complex terminology unless necessary, and provide explanations or definitions when using such terms.
  • Structure: Follow a logical structure that includes an introduction, body, and conclusion. Use headings, subheadings, and bullet points to organize information in a clear and coherent manner.
  • Relevant information: Include only the most pertinent information in the report. Avoid irrelevant details or data that may confuse or overwhelm the reader. Make sure to focus on key findings or insights.

Continuous Improvement in Incident Management

  • Incident Review and Analysis: Regularly reviewing and analyzing incidents, including their root causes and the effectiveness of the response, is essential in identifying areas for improvement. This can be done through incident post-mortems or retrospectives, where stakeholders discuss what worked well and what needs to be improved.
  • Incident Response Training and Education: Providing regular training and education to incident responders helps to enhance their skills, knowledge, and ability to handle incidents effectively. This can include technical training, scenario-based exercises, and knowledge sharing sessions.
  • Documentation and Knowledge Management: Maintaining a comprehensive knowledge base and documentation of incident response processes, procedures, and lessons learned ensures that valuable information is captured and accessible to incident responders. This enables faster and more effective incident resolution and helps prevent similar incidents from occurring in the future.
  • Automation and Tooling: Utilizing automation and appropriate tools can help streamline incident management processes, reduce response times, and improve overall efficiency. This can include automated alerting and monitoring systems, incident tracking and reporting tools, and collaboration platforms for incident responders.
  • Incident Metrics and Reporting: Tracking and analyzing incident-related metrics, such as response time, resolution time, and customer impact, enables organizations to identify trends, patterns, and areas for improvement. Regular reporting and sharing of these metrics help drive accountability and transparency within the incident management process.


The initial incident analysis in ITIL is crucial for several reasons. Firstly, it helps identify the root cause of the incident, allowing for effective resolution and prevention in the future. It also allows for quick identification of temporary solutions and supports the process of escalation. 

Additionally, it aids in documentation, data collection, and meeting compliance requirements. Furthermore, it plays a significant role in continuous improvement by identifying areas for enhancement. Overall, it contributes to effective incident management and the success of IT services.